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draft-ietf-sigtran-m2pa-07

Description: Request For Comments

You can download source copies of the file as follows:

draft-ietf-sigtran-m2pa-07.txt in text format.
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draft-ietf-sigtran-m2pa-07.pdf in pdf format.

Listed below is the contents of file draft-ietf-sigtran-m2pa-07.txt.




Network Working Group                                     Brian Bidulock
INTERNET-DRAFT                                                   OpenSS7
                                                              Tom George
                                                                 Alcatel
                                                               Ram Dantu
                                                                 Netrake
                                                         Malleswar Kalla
                                                               Telcordia
                                              Hanns Juergen Schwarzbauer
                                                                 Siemens
                                                           Ken Morneault
                                                           Cisco Systems
                                                         Greg Sidebottom

Expires July 2003                                        January 7, 2003

              SS7 MTP2-User Peer-to-Peer Adaptation Layer
                                  M2PA
                    <draft-ietf-sigtran-m2pa-07.txt>

Status of this Memo

     This document is an Internet-Draft and is in full conformance with
  all provisions of Section 10 or RFC 2026.  Internet-Drafts are working
  documents of the Internet Engineering Task Force (IETF), its areas,
  and its working groups.  Note that other groups may also distribute
  working documents as Internet-Drafts.

     Internet-Drafts are draft documents valid for a maximum of six
  months and may be updated, replaced, or obsoleted by other documents
  at any time.  It is inappropriate to use Internet-Drafts as reference
  material or to cite them other than as 'work in progress'.

     The list of current Internet-Drafts can be accessed at
  http://www.ietf.org/ietf/1id-abstracts.txt

     The list of Internet-Draft Shadow Directories can be accessed at
  http://www.ietf.org/shadow.html

     To learn the current status of any Internet-Draft, please check the
  "1id-abstracts.txt" listing contained in the Internet-Drafts Shadow
  Directories on ftp.is.co.za (Africa), nic.nordu.net (Europe),
  munnari.oz.au (Pacific Rim), ftp.ietf.org (US East Coast), or
  ftp.isi.edu (US West Coast).

B. Bidulock, et al             Version 0.7                        Page 1

Internet-Draft                    M2PA                   January 7, 2003

Abstract

     This Internet Draft defines a protocol supporting the transport of
  Signalling System Number 7 (SS7) Message Transfer Part (MTP) Level 3
  signalling messages over Internet Protocol (IP) using the services of
  the Stream Control Transmission Protocol (SCTP).  This protocol would
  be used between SS7 Signalling Points using the MTP Level 3 protocol.
  The SS7 Signalling Points may also use standard SS7 links using the
  SS7 MTP Level 2 to provide transport of MTP Level 3 signalling
  messages.

1.  Introduction

1.1.  Scope

     There is a need for Switched Circuit Network (SCN) signalling
  protocol delivery over an IP network.  This includes message transfer
  between the following:

      - a Signalling Gateway (SG) and a Media Gateway Controller (MGC)
        [Q.700]
      - a SG and an IP Signalling Point (IPSP)
      - an IPSP and an IPSP

     This could allow for convergence of some signalling and data
  networks.  SCN signalling nodes would have access to databases and
  other devices in the IP network domain that do not use SS7 signalling
  links.  Likewise, IP telephony applications would have access to SS7
  services.  There may also be operational cost and performance
  advantages when traditional signalling links are replaced by IP
  network "connections".

     The delivery mechanism described in this document allows for full
  MTP3 message handling and network management capabilities between any
  two SS7 nodes, communicating over an IP network.  An SS7 node equipped
  with an IP network connection is called an IP Signalling Point (IPSP).
  The IPSPs function as traditional SS7 nodes using the IP network
  instead of SS7 links.

  The delivery mechanism SHOULD

      - Support seamless operation of MTP3 protocol peers over an IP
        network connection.
      - Support the MTP Level 2 / MTP Level 3 interface boundary.
      - Support management of SCTP transport associations and traffic
        instead of MTP2 Links.
      - Support asynchronous reporting of status changes to management.

1.2.  Change History

     This section will be removed from the document when the document is
  finalized.

B. Bidulock, et al             Version 0.7                        Page 2

Internet-Draft                    M2PA                   January 7, 2003

1.2.1.  Changes from Version 0.6 to Version 0.7

   - added this section
   - reformatted document
   - updated references and version number
   - updated state transition diagrams
   - changed timer names to align with Q.703 [Q.703]
   - added proving state and procedure for timer T3
   - fixed nits from the mailing list
   - adjusted recommended timer values for alignment with Q.703 [Q.703]
   - adjusted language on T7 timer to match WG comments
   - created postscript diagrams
   - spelling corrections

1.3.  Terminology

  MTP - The Message Transfer Part of the SS7 protocol [Q.701, Q.702,
     Q.703, Q.704..T1.111].

  MTP2 - MTP Level 2, the MTP signalling link layer.

  MTP3 - MTP Level 3, the MTP signalling network layer.

  MTP2-User - A protocol that normally uses the services of MTP Level 2.
     The only MTP2 user is MTP3.  The MTP2 user is equivalent to the
     M2PA user.

  Signalling End Point (SEP) - A node in an SS7 network that originates
     or terminates signalling messages.  One example is a central office
     switch.

  IP Signalling Point (IPSP) - An SS7 Signalling Point with an IP
     network connection used for SS7 over IP.

  Signalling Gateway (SG) - A signalling agent that receives/sends SCN
     native signalling at the edge of the IP network [RFC 2719].  In
     this context, an SG is an SS7 Signalling Point that has both an IP
     network connection used for SS7 over IP, and a traditional (non-IP)
     link to an SS7 network.

  Signalling Transfer Point (STP) - A node in an SS7 network that routes
     signalling messages based on their destination point code in the
     SS7 network.

  Association - An association refers to a SCTP association [RFC 2960].
     The association provides the transport for MTP3 protocol data units
     and M2PA adaptation layer peer messages.

  Network Byte Order - Most significant byte first, also known as "Big
     Endian".  See RFC 791 [RFC 791], Appendix B Data Transmission
     Order.

  Stream - A stream refers to a SCTP stream [RFC 2960].

B. Bidulock, et al             Version 0.7                        Page 3

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1.4.  Abbreviations

     BSNT   -   Backward Sequence Number to be Transmitted
     FSNC   -   Forward Sequence Number of last message
                accepted by remote level 2
     LI     -   Length Indicator
     MSU    -   Message Signal Unit
     SCCP   -   Signalling Connection Control Part
     SCN    -   Switched Circuit Network
     SCTP   -   Stream Control Transmission Protocol
     SIF    -   Signalling Information Field
     SIO    -   Service Information Octet
     SLC    -   Signalling Link Code
     SS7    -   Signalling System Number 7
     SSN    -   Stream Sequence Number
     STP    -   Signal Transfer Point

1.5.  Conventions

     The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
  SHOULD NOT, RECOMMENDED, NOT RECOMMENDED, MAY, and OPTIONAL, when they
  appear in this document, are to be interpreted as described in RFC
  2119 [RFC 2119].

1.6.  Signalling Transport Architecture

     The architecture that has been defined [RFC 2719] for Switched
  Circuit Network (SCN) signalling transport over IP uses multiple
  components, including an IP transport protocol, the Stream Control
  Transmission Protocol (SCTP), and an adaptation module to support the
  services expected by a particular SCN signalling protocol from its
  underlying protocol layer.

     Within this framework architecture, this document defines an SCN
  adaptation module that is suitable for the transport of SS7 MTP3
  messages.

     Figure 1 shows the seamless interworking at the MTP3 layer.  MTP3
  is adapted to the SCTP layer using the MTP2 User Peer-to-peer
  Adaptation Layer (M2PA).  All the primitives between MTP3 and MTP2 are
  supported by M2PA.  The SCTP association acts as one SS7 link between
  the IPSPs.  An IPSP MAY have the Signalling Connection Control Part
  (SCCP) and other SS7 layers above MTP3.

B. Bidulock, et al             Version 0.7                        Page 4

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                      ********   IP   ********
                      * IPSP *--------* IPSP *
                      ********        ********

                      +------+        +------+
                      | TCAP |        | TCAP |
                      +------+        +------+
                      | SCCP |        | SCCP |
                      +------+        +------+
                      | MTP3 |        | MTP3 |
                      +------+        +------+
                      | M2PA |        | M2PA |
                      +------+        +------+
                      | SCTP |        | SCTP |
                      +------+        +------+
                      | IP   |        | IP   |
                      +------+        +------+

              IP    - Internet Protocol
              IPSP  - IP Signalling Point
              SCTP  - Stream Control Transmission Protocol
                      (see Reference [RFC 2960])

          Figure 1.  M2PA Symmetrical Peer-to-Peer Architecture

     Figure 2 shows an example of M2PA used in a Signalling Gateway
  (SG).  The SG is an IPSP equipped with both traditional SS7 and IP
  network connections.  In effect, the Signalling Gateway acts as a
  Signal Transfer Point (STP).  Any of the nodes in the diagram could
  have SCCP or other SS7 layers.  STPs MAY or MAY NOT be present in the
  SS7 path between the SEP and the SG.

            ********  SS7   ***************   IP   ********
            * SEP  *--------*     SG      *--------* IPSP *
            ********        ***************        ********

            +------+                               +------+
            | TCAP |                               | TCAP |
            +------+                               +------+
            | SCCP |                               | SCCP |
            +------+        +-------------+        +------+
            | MTP3 |        |    MTP3     |        | MTP3 |
            +------+        +------+------+        +------+
            | MTP2 |        | MTP2 | M2PA |        | M2PA |
            +------+        +------+------+        +------+
            | MTP1 |        | MTP1 | SCTP |        | SCTP |
            |      |        |      +------+        +------+
            |      |        |      | IP   |        | IP   |
            +------+        +------+------+        +------+

            SEP   - SS7 Signalling Endpoint

                 Figure 2.  M2PA in IP Signalling Gateway

B. Bidulock, et al             Version 0.7                        Page 5

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     Figure 2 only an example.  Other configurations are possible.  In
  short, M2PA uses the SCTP association as an SS7 link.  The
  M2PA/SCTP/IP stack can be used in place of an MTP2/MTP1 stack.

1.6.1.  Point Code Representation

     The MTP specification requires that each node with an MTP3 layer is
  identified by an SS7 point code.  In particular, each IPSP MUST have
  its own SS7 point code.

1.7.  Services Provided by M2PA

     The SS7 MTP3/MTP2 (MTP2-User) interface is retained in the IPSP.
  The M2PA protocol layer is required to provide the equivalent set of
  services to its user as provided by MTP Level 2 to MTP Level 3.

     These services are described in the following subsections.

1.7.1.  Support for MTP Level 2 / MTP Level 3 interface boundary

     This interface is the same as the MTP2/MTP3 interface described in
  Q.701 through Q.705 [Q.701, Q.702, Q.703, Q.704..T1.111], and Q.2140
  [Q.2140], with the addition of support for larger sequence numbers in
  T1.111 [T1.111] and Q.2210 [Q.2210].

     Because M2PA uses larger sequence numbers than MTP2, the MTP3
  Changeover procedure MUST use the Extended Changeover Order and
  Extended Changeover Acknowledgment messages described in Q.2210
  [Q.2210] and T1.111 [T1.111].

     Also, the following MTP3/MTP2 primitives MUST use the larger
  sequence numbers:

      - BSNT Confirmation
      - Retrieval Request and FSNC

1.7.2.  Support for peer-to-peer communication

     In SS7, MTP Level 2 sends three types of messages, known as signal
  units: Message Signal Units (MSUs), Link Status Signal Units (LSSUs),
  and Fill-In Signal Units (FISUs).

     MSUs originate at a higher level than MTP2, and are destined for a
  peer at another node.  Likewise, M2PA passes these messages from MTP3
  to SCTP as data for transport across a link.  These are called User
  Data messages in M2PA.

     LSSUs allow peer MTP2 layers to exchange status information.
  Analogous messages are needed for M2PA.  The Link Status message
  serves this purpose.

     FISUs are sent when no other signal units are waiting to be sent.
  This purpose is served by the heartbeat messages in SCTP.  FISUs also
  carry acknowledgment of messages.  This function is performed by the

B. Bidulock, et al             Version 0.7                        Page 6

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  M2PA User Data and Link Status messages.  Therefore, it is unnecessary
  for M2PA to provide a protocol data unit like the FISU.  Furthermore,
  since an IP network is a shared resource, it would be undesirable to
  have a message type that is sent continuously as the FISUs are.

1.8.  Functions Provided by M2PA

1.8.1.  Support of MTP3/MTP2 Primitives

     M2PA receives the primitives sent from MTP3 to its lower layer.
  M2PA processes these primitives or maps them to appropriate primitives
  at the M2PA/SCTP interface.  Likewise, M2PA sends primitives to MTP3
  like those used in the MTP3/MTP2 interface.

1.8.2.  MTP2 Functionality

     M2PA provides MTP2 functionality that is not provided by SCTP.
  This includes

      - Data retrieval to support the MTP3 changeover procedure
      - Reporting of link status changes to MTP3
      - Processor outage procedure
      - Link alignment procedure

     SCTP provides reliable, sequenced delivery of messages.

1.8.3.  Mapping of SS7 and IP Entities

     The M2PA layer MUST maintain a map of each of its SS7 links to the
  corresponding SCTP association.

1.8.4.  SCTP Stream Management

     SCTP allows a user-specified number of streams to be opened during
  the initialization.  It is the responsibility of the M2PA layer to
  ensure proper management of the streams allowed within each
  association.

     M2PA uses two streams in each direction for each association.
  Stream 0 in each direction is designated for Link Status messages.
  Stream 1 is designated for User Data messages.  Separating the Link
  Status and User Data messages onto separate streams allows M2PA to
  prioritize the messages in a manner similar to MTP2.

1.8.5.  Retention of MTP3 in the SS7 Network

     M2PA allows MTP3 to perform all of its Message Handling and Network
  Management functions with IPSPs as with other SS7 nodes.

1.9.  Definition of the M2PA Boundaries

B. Bidulock, et al             Version 0.7                        Page 7

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1.9.1.  Definition of the M2PA / MTP Level 3 boundary

     The upper layer primitives provided by M2PA are the same as those
  provided by MTP2 to MTP3.  These primitives are described in Q.701
  through Q.705 [Q.701, Q.702, Q.703, Q.704, Q.705], and T1.111
  [T1.111].  and Q.2140 [Q.2140].  Following is a list of the
  primitives.

  Primitives sent from MTP3 to M2PA:

     Data Request           Used to send a Data Message for transmission.

     Start Request          Used to activate a link.

     Stop Request           Used to deactivate a link.

     Retrieve BSNT          Request the BSNT for the changeover
     Request                procedure.

     Retrieval Request      Request retrieval of unacknowledged and
     and FSNC               unsent messages.  This request includes the
                            FSNC received from the remote end.

     Local Processor        Informs M2PA of a local processor outage
     Outage Request         condition.

     Local Processor        Informs M2PA that a local processor outage
     Outage Recovered       condition has ceased.
     Request

     Flush Buffers          Requests that all transmit and receive
     Request                buffers be emptied.

     Continue Request       Requests that processing resume after a
                            processor outage.

     Emergency Request      Requests that M2PA use the emergency
                            alignment procedure.

     Emergency Ceases       Requests that M2PA use the normal alignment
     Request                procedure.

  Primitives sent from M2PA to MTP3:

     Data Indication        Used to deliver received Data Message to
                            MTP3.

B. Bidulock, et al             Version 0.7                        Page 8

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     Congestion             Indicates change in congestion status.  The
     Indication             indication includes the congestion status, if
                            the protocol is using the OPTIONAL congestion
                            levels.  The indication also includes the
                            discard status.

     In Service             Indicates that the link is in service.
     Indication

     Out of Service         Indicates that the link is out of service.
     Indication

     Retrieved Messages     Indicates delivery of unacknowledged and
     Indication             unsent messages.

     Retrieval Complete     Indicates that delivery of unacknowledged and
     Indication             unsent messages is complete.

     BSNT Confirm           Replies to the BSNT Request.  The
                            confirmation includes the BSNT.

     BSNT Not Retrievable   Replies to the BSNT Request when the BSNT
     Confirm                cannot be determined.

     Remote Processor       Indicates processor outage at remote end.
     Outage Indication

     Remote Processor       Indicates recovery from processor outage at
     Recovered Indication   remote end.

1.9.2.  Definition of the Lower Layer Boundary between M2PA and SCTP

     The upper layer primitives provided by SCTP are described in RFC
  2960 [RFC 2960] Section 10 "Interface with Upper Layer".

1.10.  Differences Between M2PA and M2UA

     The MTP2 User Adaptation Layer (M2UA) [M2UA] also adapts the MTP3
  layer to the SCTP/IP stack.  It does so through a backhauling
  architecture [RFC 2719].  This section intends to clarify some of the
  differences between the M2PA and M2UA approaches.

     A possible M2PA architecture is shown in Figure 3.  Here the IPSPs
  MTP3 uses its underlying M2PA as a replacement for MTP2.
  Communication between the two layers MTP3/M2PA is defined by the same
  primitives as in SS7 MTP3/MTP2.  M2PA performs functions similar to
  MTP2.

B. Bidulock, et al             Version 0.7                        Page 9

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            ********  SS7   ***************   IP   ********
            * SEP  *--------*     SG      *--------* IPSP *
            ********        ***************        ********

            +------+        +-------------+        +------+
            | SCCP |        |    SCCP     |        | SCCP |
            +------+        +-------------+        +------+
            | MTP3 |        |    MTP3     |        | MTP3 |
            +------+        +------+------+        +------+
            | MTP2 |        | MTP2 | M2PA |        | M2PA |
            +------+        +------+------+        +------+
            | MTP1 |        | MTP1 | SCTP |        | SCTP |
            |      |        |      +------+        +------+
            |      |        |      | IP   |        | IP   |
            +------+        +------+------+        +------+

                 Figure 3.  M2PA in IP Signalling Gateway

     A comparable architecture for M2UA is shown in Figure 4.  In M2UA,
  the MGCs MTP3 uses the SG's MTP2 as its lower SS7 layer.  Likewise,
  the SG's MTP2 uses the MGCs MTP3 as its upper SS7 layer.  In SS7,
  communication between the MTP3 and MTP2 layers is defined by
  primitives.  In M2UA, the MTP3/MTP2 communication is defined as M2UA
  messages and sent over the IP connection.

            ********  SS7   ***************   IP   ********
            * SEP  *--------*     SG      *--------* MGC  *
            ********        ***************        ********

            +------+                               +------+
            | SCCP |                               | SCCP |
            +------+                               +------+
            | MTP3 |             (NIF)             | MTP3 |
            +------+        +------+------+        +------+
            | MTP2 |        | MTP2 | M2UA |        | M2UA |
            +------+        +------+------+        +------+
            | MTP1 |        | MTP1 | SCTP |        | SCTP |
            |      |        |      +------+        +------+
            |      |        |      | IP   |        | IP   |
            +------+        +------+------+        +------+

               NIF   - Nodal Interworking Function

                 Figure 4.  M2UA in IP Signalling Gateway

  M2PA and M2UA are similar in that:

     a.      Both    Transport MTP3 data messages.
     b.      Both    Present an MTP2 upper interface to MTP3.

B. Bidulock, et al             Version 0.7                       Page 10

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  Differences between M2PA and M2UA include:

     a.      M2PA:   IPSP processes MTP3/MTP2 primitives.
             M2UA:   MGC transports MTP3/MTP2 primitives
                     between the SG's MTP2 and the MGCs MTP3
                     (via the NIF) for processing.
     b.      M2PA:   SG-IPSP connection is an SS7 link.
             M2UA:   SG-MGC connection is not an SS7 link.
                     It is an extension of MTP to a remote
                     entity.
     c.      M2PA:   SG is an SS7 node with a point code.
             M2UA:   SG is not an SS7 node and has no point
                     code.
     d.      M2PA:   SG can have upper SS7 layers, e.g.,
                     SCCP.
             M2UA:   SG does not have upper SS7 layers since
                     it has no MTP3.
     e.      M2PA:   relies on MTP3 for management
                     procedures.
             M2UA:   uses M2UA management procedures.

     Potential users of M2PA and M2UA SHOULD be aware of these
  differences when deciding how to use them for SS7 signalling transport
  over IP networks.

2.  Protocol Elements

     This section describes the format of various messages used in this
  protocol.

     All fields in an M2PA message MUST be transmitted in the network
  byte order, i.e., most significant byte first, unless otherwise
  stated.

2.1.  Common Message Header

     The protocol messages for M2PA require a message header structure
  which contains a version, message class, message type, and message
  length.  The header structure is shown in Figure 5.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Version    |     Spare     | Message Class | Message Type  |
   +- - - - - - - -+- - - - - - - -+- - - - - - - -+- - - - - - - -+
   |                        Message Length                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                     Figure 5.  Common Message Header

B. Bidulock, et al             Version 0.7                       Page 11

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2.1.1.  Version

     The version field contains the version of M2PA.  The supported
  versions are:

       Value
     (decimal)   Version
     -----------------------------------------
         1       Release 1.0 of M2PA protocol

2.1.2.  Spare

     The Spare field SHOULD be set to all zeroes (0's) by the sender and
  ignored by the receiver.  The Spare field SHOULD NOT be used for
  proprietary information.

2.1.3.  Message Class

     The following List contains the valid Message Classes:

       Value
     (decimal)   Message Class
     ---------------------------
        11       M2PA Messages

     Other values are invalid for M2PA.

2.1.4.  Message Type

     The following list contains the message types for the defined
  messages.

       Value
     (decimal)   Message Type
     -------------------------
         1       User Data
         2       Link Status

     Other values are invalid.

2.1.5.  Message Length

     The Message Length defines the length of the message in octets,
  including the Common Header.

2.2.  M2PA Header

     All protocol messages for M2PA require an M2PA-specific header.
  The header structure is shown in Figure 6.

B. Bidulock, et al             Version 0.7                       Page 12

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     unused    |                      BSN                      |
   +- - - - - - - -+- - - - - - - - - - - - - - - - - - - - - - - -+
   |     unused    |                      FSN                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                 Figure 6.  M2PA-specific Message Header

2.2.1.  Backward Sequence Number

     This is the FSN of the message last received from the peer.

2.2.2.  Forward Sequence Number

     This is the M2PA sequence number of the User Data message being
  sent.

2.3.  M2PA Messages

     The following section defines the messages and parameter contents.
  An M2PA message consists of a Common Message Header and M2PA Header
  followed by the data appropriate to the message.

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   \                                                               \
   /                     Common Message Header                     /
   \                                                               \
   +- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -+
   \                                                               \
   /                  M2PA-specific Message Header                 /
   \                                                               \
   +- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -+
   /                                                               /
   \                                                               \
   /                         Message Data                          /
   \                                                               \
   /                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

2.3.1.  User Data

     The User Data is the data sent from MTP3.  The format for the User
  Data message is as follows:

B. Bidulock, et al             Version 0.7                       Page 13

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   /                                                               /
   \                                                               \
   /                              Data                             /
   \                                                               \
   /                                                               /
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     The Data field contains the following fields of the MTP Message
  Signal Unit (MSU):

      - Length Indicator (LI), including the two undefined bits between
        the SIO and LI fields.
      - Service Information Octet (SIO)
      - Signalling Information Field (SIF)

     The MTP MSU described in Q.703 [Q.703], section 2.2 Signal Unit
  Format, and T1.111.3 [T1.111] section 2.2 Signal Unit Format.

     M2PA does not add padding to the MTP3 message.

     Note that the Data field SHALL NOT contain other components of the
  MTP MSU format:

      - Flag
      - Backward Sequence Number (BSN)
      - Backward Indicator Bit (BIB)
      - Forward Sequence Number (FSN)
      - Forward Indicator Bit (FIB)
      - Check bits (CK)

     The Data field SHALL be transmitted in the byte order as defined by
  MTP3.

     It is not necessary to put the message length in the LI octet as in
  MTP2.  The LI octet is included because the two spare bits in the LI
  octet are used by MTP3 in at least one national version of SS7 to
  carry MTP3 information.  For example, the Japanese TTC standard uses
  these spare bits as an MTP3 Message Priority field.  See JT-Q704 [JT-
  Q704], section 14 "Common Characteristics of message signal unit
  formats", section 14.2 (A) Priority Indicator (PRI).  For versions of
  MTP that do not use these two bits, the entire octet is spare.

  Therefore in M2PA the format of the LI octet is:

      0
      0 1 2 3 4 5 6 7
     +-+-+-+-+-+-+-+-+
     |PRI|   spare   | (followed by SIO, SIF)
     +-+-+-+-+-+-+-+-+

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  PRI -
     Priority used only in national MTP defined in JT-Q704 [JT-Q704].
     Spare for other MTP versions.

     Since the LI octet is not used for a message length, there is no
  need to support the expanded LI field in Q.703 [Q.703], Annex A.
  Therefore the LI field in M2PA is always one octet.

     Note: In the SS7 Recommendations, the format of the messages and
  fields within the messages are based on bit transmission order.  In
  these recommendations the Least Significant Bit (LSB) of each field is
  positioned to the right.  The received SS7 fields are populated octet
  by octet as received into the 4-octet word as shown below.

     As an example, in the ANSI MTP protocol, the Data field format is
  shown below:

     |MSB---------------------------------------------------------LSB|
      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      .)b
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |PRI|   spare   |      SIO      |   SIF octet   |      ...      |
     +- -+- - - - - -+- - - - - - - -+- - - - - - - -+- - - - - - - -+
     \                               .                               \
     /                               .                               /
     \                               .                               \
     +- - - - - - - -+- - - - - - - -+- - - - - - - -+- - - - - - - -+
     |      ...      |      ...      |      ...      |   SIF octet   |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Within each octet the Least Significant Bit (LSB) per the SS7
  Recommendations is to the right (e.g., bit 15 of SIO is the LSB).

2.3.2.  Link Status

     The MTP2 Link Status message can be sent between M2PA peers to
  indicate link status.  This message performs a function similar to the
  the Link Status Signal Unit in MTP2.  The format for the Link Status
  message is as follows:

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                            State                              |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  The valid values for State are shown in the following table.

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       Value
     (decimal)   Description
     -----------------------------------
         1       Alignment
         2       Proving Normal
         3       Proving Emergency
         4       Ready
         5       Processor Outage
         6       Processor Outage Ended
         7       Busy
         8       Busy Ended
         9       Out of Service

2.3.2.1.  Link Status Proving

     The Link Status Proving message MAY OPTIONALLY carry additional
  bytes.  If the OPTIONAL bytes are used, the format for the message is
  as follows.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                            State                              |
   +- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -+
   \                                                               \
   /                            filler                             /
   \                                                               \
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     It is RECOMMENDED that the length of the Link Status Proving
  message be similar to the size of the User Data messages that will be
  carried on the link.

     It is RECOMMENDED that the filler field contain a number pattern
  which varies among the Link Status Proving messages, and that will
  allow the SCTP checksum to be used to verify the accuracy of
  transmission.

3.  M2PA Link State Control

     The M2PA link moves from one state to another in response to
  various events.  The events that MAY result in a change of state
  include:

      - MTP3 primitive requests
      - SCTP notifications
      - Receipt of Status messages from the peer M2PA
      - Expiration of certain timers

     Figure 7 illustrates state changes together with the causing
  events.  Note that some of the error conditions are not shown in the

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  state diagram.

     Following is a list of the M2PA Link States and a description of
  each.

  POWER OFF -             State of the link during power-up
                          initialization.

  OUT OF SERVICE -        Out Of Service.  Power-up initialization is
                          complete.

  INITIAL ALIGNMENT -     Alignment In Progress.  M2PA is attempting to
                          exchange Alignment messages with its peer.

  PROVING -               M2PA is sending Link Status Proving messages
                          to its peer.

  ALIGNED READY -         Proving is complete.  M2PA is waiting until
                          peer completes proving.

  ALIGNED NOT READY -     Proving is complete, but local or remote
                          processor is out.

  IN SERVICE -            In Service.  Link is ready for traffic.

  PROCESSOR OUTAGE -      In Service, but the local or remote processor
                          is out.

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                   +-----------+
                   |  POWER    |
                   |   OFF     |
                   +-----------+
                         | Power On
       Flush Buffers     |
       OR Retrieval      |  +-------------------------+
              +-------+  |  |                         |
              |       |  V  V                         |
              |    +-----------+                      |
              +--->|  OUT OF   |                      |
  +--------------->|  SERVICE  |<--+                  |
  |                +-----------+   | Link Configured  |
  |                      |   |     | (Associate)      |
  |           MTP3 Start |   +-----+                  |
  |                      V                            |
  |                +-----------+                      |
  |                |  INITIAL  |                      |
  +<---------------| ALIGNMENT |--------------------->+
  |     MTP3 Stop  +-----------+     SCTP Comm Error  |
  |  OR T2 Expiry        |  |     OR SCTP Comm Lost   |
  |  OR Receive LS OOS   |  +-------------------------|---------+
  |                      | Send and                   |         |
  |            Send      V Receive LS Alignment       |         |
  |         Proving +----------+                      |         |
  |                 | PROVING  |        LPO/LPR       |         |
  |<----------------|          |<---------------------|-------->|
  |     MTP3 Stop   +----------+                      |         |
  |  OR T3 Expiry        | T4 Expiry                  |         |
  |  OR Receive LS OOS   V Send LS Ready              |         |
  |                +-----------+        LPO/LPR       |   +-----------+
  |                |  ALIGNED  |<---------------------|-->|  ALIGNED  |
  +<---------------|   READY   |--------------------->+   | NOT READY |
  |     MTP3 Stop  +-----------+     SCTP Comm Error      +-----------+
  |  OR T1 Expiry        |        OR SCTP Comm Lost             |
  |  OR Receive LS OOS   |                                      |
  |                      | Receive LS Ready                     |
  |                      | OR Receive User Data                 |
  |                      V                                      V
  |                +-----------+        LPO/LPR           +-----------+
  |                |    IN     |<------------------------>| PROCESSOR |
  |                |  SERVICE  |                          |   OUTAGE  |
  |                +-----------+                          +-----------+
  |                      |    MTP3 Stop                         |
  |                      | OR Receive LS OOS                    |
  |                      | OR SCTP Comm Error                   |
  |                      | OR SCTP Comm Lost                    |
  |                      | OR T6 Expiry                         |
  |                      | OR T7 Expiry                         |
  |                      | OR M2PA Link Failure                 |
  +<---------------------+<-------------------------------------+

              Figure 7.  M2PA Link State Transition Diagram

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     Figure 8 illustrates state changes in the M2PA management of the
  SCTP association together with the causing events.  Note that some of
  the error conditions are not shown in the state diagram.

     Following is a list of the M2PA Association States and a
  description of each.

  IDLE -          State of the association during power-up
                  initialization.

  ASSOCIATE -     M2PA is attempting to establish an SCTP association.

  ESTABLISHED -   SCTP association is established.

                   +-----------+
                   |   IDLE    |
                   +-----------+
                         |
                         | Associate
                         | (Issue SCTP associate)
                         |
                         |   +----------------------+
                         |   |         (Issue SCTP  |
                         V   V          associate)  |
                   +-----------+                    |
                   | ASSOCIATE |------------------->+
                   +-----------+    SCTP Comm Error |
                         |                          |
                         |                          |
                         | SCTP Comm Up             |
                         |                          |
                         V                          |
                   +-------------+                  |
                   | ESTABLISHED |----------------->+
                   +-------------+   SCTP Comm Error
                                  OR SCTP Comm Lost

           Figure 8.  M2PA Association State Transition Diagram

4.  Procedures

4.1.  Procedures to Support MTP2 Features

4.1.1.  Signal Unit Format, Delimitation, Acceptance

     Messages for transmission across the network MUST follow the format
  described in section 2.

     SCTP provides reliable, in-sequence delivery.  Therefore the
  related functionality of MTP2 is not needed.  SCTP does not provide
  functions related to Link State Control in MTP2.  These functions MUST
  be provided by M2PA.

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4.1.2.  MTP and SCTP Entities

     This section describes how M2PA relates MTP and SCTP entities.

     Each MTP link corresponds to an SCTP association.  To prevent
  duplicate associations from being established, it is RECOMMENDED that
  each endpoint know the IP address (or IP addresses, if multi-homing is
  used) and port number of both endpoints.  SCTP prevents two
  associations with the same IP addresses and port numbers from being
  established.

     It is necessary for at least one of the endpoints to be listening
  on the port on which the other endpoint is trying to establish the
  association.  Therefore, at least one of the port numbers SHOULD be
  the M2PA registered port.

     If only one association is to be established between these two IP
  addresses, then the association SHOULD be established using the M2PA
  registered port at each endpoint.

     If it is desirable to create multiple associations (for multiple
  links) between the two IP addresses, different port numbers can be
  used for each association.  Nevertheless, the M2PA registered port
  number SHOULD be used at one end of each association.

     Each combination of IP address/port for the two endpoints (i.e.,
  each association) MUST be mapped to the same Signalling Link Code
  (SLC) at each endpoint, so that each endpoint knows which link is
  being created at the time the SCTP association is established.
  However, M2PA does not do any processing based on the SLC.

     Following are examples of the relationships between associations
  and links.  Note that a link is an SCTP association identified by two
  endpoints.  Each endpoint is identified by an IP address and port
  number.  Each association is mapped to an SLC.

     Figure 9 shows a case with two IPSPs, each with two IP addresses.
  Two associations are the links that connect the two IPSPs.  Since
  these links are in the same link set, they MUST have different SLCs.

     Table 1 shows the relationships in tabular form.  Table 1 is only
  conceptual.  The actual method for mapping the SCTP associations to
  the SLCs is implementation dependent.

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                 IPSP X                        IPSP Y

             +-------------+               +-------------+
             |             |     SCTP      |             |
             |         IPA | association 1 | IPB         |
             |   port = PW +---------------+ port = PW   |
             |     SLC = a |               | SLC = a     |
             |             |               |             |
             |             |               |             |
             |             |     SCTP      |             |
             |         IPC | association 2 | IPD         |
             |   port = PW +---------------+ port = PW   |
             |     SLC = b |               | SLC = b     |
             |             |               |             |
             |             |               |             |
             +-------------+               +-------------+

               IPx    = IP address
               PW     = Registered port number for M2PA

             Figure 9.  Two IPSPs with Two IP Addresses Each

              Table 1. Two IPSPs with Two IP Addresses Each

       +------------+-------------------+-------------------+-----+
       |Association |      IPSP X       |      IPSP Y       | SLC |
       |            +------------+------+------------+------+     |
       |            | IP address | Port | IP address | Port |     |
       +------------+------------+------+------------+------+-----+
       |     1      |    IPA     |  PW  |    IPB     |  PW  |  a  |
       +------------+------------+------+------------+------+-----+
       |     2      |    IPC     |  PW  |    IPD     |  PW  |  b  |
       +------------+------------+------+------------+------+-----+

     Figure 10 and Table 2 show an example with three IPSPs.  Note that
  in this example, the two links are in different link sets.  Therefore,
  it is possible that the values a and b MAY be equal.

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                 IPSP X                        IPSP Y

             +-------------+               +-------------+
             |             |     SCTP      |             |
             |         IPA | association 1 | IPB         |
             |   port = PW +---------------+ port = PW   |
             |     SLC = a |               | SLC = a     |
             |             |               |             |
             |             |               |             |
             |             |     SCTP      |             |
             |         IPC | association 2 |             |
             |   port = PW +-------+       |             |
             |     SLC = b |       |       |             |
             |             |       |       |             |
             |             |       |       |             |
             +-------------+       |       +-------------+
                                   |
                                   |
                                   |           IPSP Z
                                   |
                                   |       +-------------+
                                   |       |             |
                                   |       | IPD         |
                                   +-------+ port = PW   |
                                           | SLC = b     |
                                           |             |
                                           |             |
                                           |             |
                                           |             |
                                           |             |
                                           |             |
                                           |             |
                                           |             |
                                           +-------------+

                 IPx = IP address
                 PW  = Registered port number for M2PA

               Figure 10.  One IPSP Connected to Two IPSPs

                 Table 2. One IPSP Connected to Two IPSPs

       +------------+-------------------+-------------------+-----+
       |Association |      IPSP X       |      IPSP Y       | SLC |
       |            +------------+------+------------+------+     |
       |            | IP address | Port | IP address | Port |     |
       +------------+------------+------+------------+------+-----+
       |     1      |    IPA     |  PW  |    IPB     |  PW  |  a  |
       +------------+------------+------+------------+------+-----+
       |     2      |    IPC     |  PW  |    IPD     |  PW  |  b  |
       +------------+------------+------+------------+------+-----+

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     Figure 11 and Table 3 show two associations between the same IP
  addresses.  This is accomplished by using different port numbers for
  each association at one endpoint.

                 IPSP X                        IPSP Y

             +-------------+               +-------------+
             |             |     SCTP      |             |
             |         IPA | association 1 | IPB         |
             |   port = P1 +---------------+ port = PW   |
             |     SLC = a |               | SLC = a     |
             |             |               |             |
             |             |               |             |
             |             |     SCTP      |             |
             |         IPA | association 2 | IPB         |
             |   port = PW +---------------+ port = PW   |
             |     SLC = b |               | SLC = b     |
             |             |               |             |
             |             |               |             |
             +-------------+               +-------------+

                IPx  = IP address
                P1   = Pre-selected port number
                PW   = Registered port number for M2PA

        Figure 11.  Multiple Associations Between Two IP Addresses

         Table 3. Multiple Associations Between Two IP Addresses

       +------------+-------------------+-------------------+-----+
       |Association |      IPSP X       |      IPSP Y       | SLC |
       |            +------------+------+------------+------+     |
       |            | IP address | Port | IP address | Port |     |
       +------------+------------+------+------------+------+-----+
       |     1      |    IPA     |  P1  |    IPB     |  PW  |  a  |
       +------------+------------+------+------------+------+-----+
       |     2      |    IPA     |  PW  |    IPB     |  PW  |  b  |
       +------------+------------+------+------------+------+-----+

     The association SHALL contain two streams in each direction.
  Stream 0 is designated for Link Status messages.  Stream 1 is
  designated for User Data messages.

4.1.3.  Link Alignment

  The purposes of the alignment procedure are:

   (1)   To provide a handshaking procedure so that both endpoints are
         prepared to send SS7 traffic, and to prevent traffic from being
         sent before the other end is ready.

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   (2)   To verify that the SCTP association is suitable for use as an
         SS7 link.

     Link alignment takes place after the association is established.
  If SCTP fails to establish the association, and M2PA has received a
  Start Request from its MTP3, then M2PA SHALL report to MTP3 that the
  link is out of service.

     After the association is established, M2PA SHALL send a Link Status
  Out of Service message to its peer.

     Once the association is established and M2PA has received a Start
  Request from MTP3, M2PA sends the Link Status Alignment message to its
  peer.  If M2PA has not already received the Link Status Alignment
  message from its peer, then M2PA starts timer T2.

     (Note that if the remote M2PA has not received a Start Request from
  its MTP3, it will not send the Link Status Alignment message to the
  local M2PA.  Eventually timer T2 in the local M2PA will expire.  If
  the remote M2PA receives a Start Request from its MTP3 and sends Link
  Status Alignment before the local M2PA timer T2 expires, the alignment
  procedure can continue.)

     M2PA stops timer T2 when it has received the Link Status Alignment
  message from its peer.

     If timer T2 expires, then M2PA reports to MTP3 that the link is out
  of service.  M2PA sends Link Status Out of Service to its peer.  M2PA
  SHOULD leave the association established.  M2PA waits for MTP3 to
  initiate the alignment procedure again.

     Note: Between the time M2PA sends Link Status Alignment to its peer
  and receives Link Status Alignment from its peer, M2PA MAY receive
  Link Status Out of Service from its peer.  This message is ignored.
  After receiving Link Status Alignment from the peer, receipt of a Link
  Status Out of Service message causes M2PA to send Out of Service to
  MTP3 and return to the Out of Service state.

     When M2PA has both sent and received the Link Status Alignment
  message, it has completed alignment.  M2PA starts the aligned timer T3
  and moves to the proving state.

     M2PA stops timer T3 when it receives a Proving Normal or Proving
  Emergency message and starts proving period timer T4.

     If timer T3 expires, then M2PA reports to MTP3 that the link is out
  of service.  M2PA sends Link Status Out of Service to its peer.  M2PA
  SHOULD leave the association established.  M2PA waits for MTP3 to
  initiate the alignment procedure again.

     M2PA starts the proving period timer T4.  During the proving
  period, M2PA sends Link Status Proving messages to its peer at an
  interval defined by the protocol parameter Proving_Rate.  M2PA sends
  either the Proving Normal or Proving Emergency message, according to

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  the Emergency and Emergency Ceases commands from MTP3.  M2PA uses the
  value of T4 corresponding to the Normal or Emergency state.  However,
  if M2PA receives a Link Status Proving Emergency message from its
  peer, then M2PA SHALL initiate the Emergency proving period value for
  T4, but it SHALL continue to send the Proving message (Normal or
  Emergency) determined by its own upper layer MTP3.

     When the proving period timer T4 expires, M2PA SHALL start the
  timer T1 and send Link Status Ready messages to its peer at interval
  Status_Interval.  These messages are used to verify that both ends
  have completed proving.

     M2PA SHALL stop timer T1 when it receives a Link Status Ready or
  User Data message from its peer.  If timer T1 expires, then M2PA
  reports to MTP3 that the link is out of service.  M2PA sends Link
  Status Out of Service to its peer.  M2PA SHOULD leave the association
  established.  M2PA waits for MTP3 to initiate the alignment procedure
  again.

     Note that if M2PA has already received a Link Status Ready message
  from its peer when its timer T4 expires, there is no need to start
  timer T1.  M2PA can just send Link Status Ready to the peer and
  continue along.

  When all of the following are true:

   (a)   M2PA has received a Start Request from MTP3.

   (b)   M2PA proving period T4 has expired.

   (c)   M2PA has sent a Link Status Ready to its peer.

   (d)   M2PA has received a Link Status Ready OR User Data message from
         its peer.

   (e)   M2PA has not received Link Status Out of Service from its peer
         since it received Link Status Alignment.

  then M2PA SHALL send Link In Service to its MTP3.

     If there is a local processor outage condition during the alignment
  procedure, M2PA sends Link Status Processor Outage to its peer.  When
  the local processor outage condition ends, then M2PA SHALL send Link
  Status Processor Outage Ended to its peer.  M2PA SHALL attempt to
  complete the alignment procedure during the local processor outage
  condition.

     If M2PA receives a Link Status Processor Outage during alignment,
  and M2PA had received a Start Request from its MTP3, M2PA SHALL report
  Remote Processor Outage to MTP3.  M2PA SHALL attempt to complete the
  alignment procedure during the remote processor outage condition.

     If M2PA receives a Stop command from its MTP3 during alignment,
  M2PA SHALL send Link Status Out of Service to its peer and terminate

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  the alignment procedure.

     Anomalous messages received during alignment SHOULD be discarded.
  Examples include:

   (a)   User Data received before proving begins.

   (b)   Link Status Alignment received before or during proving.

  Recommended values:

                    Table 4. Recommended Timer Values

           +-----------------+--------------------------------+
           |                 |           (seconds)            |
           |     Timer       +----------------------+---------+
           |                 |        Range         | Default |
           +-----------------+----------------------+---------+
           |T1 (Ready)       | 40       -    50     | 45      |
           |T2 (Not Aligned) |  5       -   150     | 60      |
           |T3 (Aligned)     |  1.0     -     1.5   |  1.0    |
           |T4 (Normal)      |  7.5     -     9.5   |  8      |
           |T4 (Emerg)       |  0.400   -     0.600 |  0.500  |
           +-----------------+----------------------+---------+
           |Status_Interval  | implementation dependent       |
           |Proving_Rate     | implementation dependent       |
           +-----------------+--------------------------------+

4.1.4.  Processor Outage

     A processor outage occurs when M2PA cannot transfer messages
  because of a condition at a higher layer than M2PA.

     When M2PA detects a local processor outage, it sends a Link Status
  message to its peer with status Processor Outage.  M2PA SHALL also
  cease sending User Data messages to SCTP for transmission.  M2PA SHALL
  stop receiving incoming User Data messages from SCTP.

     M2PA SHOULD periodically send a Link Status Processor Outage
  message as long as there is a local processor outage and the link is
  in service.  If the link is out of service, M2PA SHOULD locally mark
  that it is in local processor outage.

     The peer M2PA, upon receiving the Link Status Processor Outage
  message, SHALL report Remote Processor Outage to its MTP3.  The peer
  M2PA ceases sending User Data messages.  M2PA stops the Remote
  Congestion timer T6 (see section 4.1.5 Level 2 Flow Control) if it is
  running.

     MTP3 MAY send a Flush Buffers or Continue command to M2PA as part
  of its processor outage procedure (See section 4.2.4 Flush Buffers,
  Continue).  Alternatively, MTP3 MAY perform data retrieval as part of

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  a changeover procedure.

     When the processor outage ceases, MTP3 sends a Local Processor
  Recovered indication to M2PA.  The local M2PA notifies its peer by
  sending a Link Status message with status Processor Outage Ended.  The
  peer uses the Remote Processor Recovered Indication to notify its MTP3
  that the remote processor outage condition has ceased.

4.1.5.  Level 2 Flow Control

     The determination of receive congestion in M2PA is implementation
  dependent.

     If M2PA determines that it is in receive congestion for an
  association, M2PA SHALL send a Link Status Busy message to its peer on
  that association.  M2PA SHALL continue to acknowledge incoming
  messages.

     M2PA SHOULD periodically send a Link Status Busy message as long as
  it is in receive congestion.

     M2PA SHALL continue transmitting messages while it is in receive
  congestion.

     When the peer M2PA receives the Link Status Busy message, it SHALL
  start the Remote Congestion timer T6.  If timer T6 expires, M2PA SHALL
  take the link out of service.  M2PA sends a Link Status Out of Service
  message to its peer, and goes to the Retrieval state.

     The peer M2PA SHOULD continue transmitting messages to SCTP while
  its T6 timer is running, i.e., while the other end is Busy.

     The peer M2PA SHALL not fail the link due to expiration of timer T7
  excessive delay of acknowledgment (see section 4.2.1 Sending and
  receiving messages) while its T6 timer is running, i.e., while the
  other end is Busy.

     If M2PA is no longer in receive congestion for the association,
  M2PA SHALL send a Link Status Busy Ended message to its peer on that
  association.

     When the peer M2PA receives the Link Status Busy Ended message, it
  SHALL stop timer T6.

     Recommended values:

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                    Table 5. Recommended Timer Values

                  +----------+-------------------------+
                  |          |        (seconds)        |
                  |  Timer   +---------------+---------+
                  |          |     Range     | Default |
                  +----------+---------------+---------+
                  |T6 (Busy) | 3.0   -   6.0 |   4.5   |
                  +----------+---------------+---------+

4.1.6.  Error Monitoring

     If M2PA loses the SCTP association for a link, M2PA SHALL report to
  MTP3 that the link is out of service.

4.1.7.  Transmission and Reception Priorities

     In MTP, Link Status messages have priority over User Data messages
  (Q.703 [Q.703], section 11.2).  To achieve this in M2PA, M2PA SHALL
  send Link Status and User Data messages on separate streams in its
  SCTP association.  All messages are sent using the ordered delivery
  option.

     M2PA SHOULD give higher priority to Link Status messages than to
  User Data messages when sending messages to SCTP.

     M2PA SHOULD give higher priority to reading the Link Status stream
  than to reading the User Data stream.

     M2PA SHOULD give higher priority to receiving notifications from
  SCTP than to reading either the Link Status stream or the User Data
  stream.

4.1.8.  M2PA Version Control

     A node upgraded to a newer version of M2PA SHOULD support the older
  versions used on other nodes with which it is communicating.  If that
  is the case, then alignment can proceed normally.

     In particular, it is RECOMMENDED that for future modifications to
  this protocol:

   - Any newer version SHOULD be able to process the messages from a
     lower version.

   - A newer version of M2PA SHOULD refrain from sending messages to an
     older version of M2PA messages that the older version cannot
     process.

   - If an older version of M2PA receives a message that it cannot
     process, it SHOULD discard the message.

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   - In cases where different processing is done in two versions for the
     same format of a message, then the newer version SHOULD contain
     procedures to recognize this and handle it appropriately.

     In case a newer version of M2PA is incompatible with an older
  version, the newer version SHOULD recognize this and prevent the
  alignment of the link.  If a Link Status Alignment message with an
  unsupported version is received by the newer version, the receiving
  end's M2PA SHALL not complete the alignment procedure.

4.2.  Procedures to Support the MTP3/MTP2 Interface

4.2.1.  Sending and receiving messages

     When MTP3 sends a message for transmission to M2PA, M2PA passes the
  corresponding M2PA message to SCTP using the SEND primitive.

     M2PA Link Status messages are passed to SCTP using the SEND
  primitive.

     Link Status and User Data messages SHALL be sent via SCTP on
  separate streams.

     When M2PA receives a User Data message from SCTP, M2PA passes the
  message to MTP3.

     If M2PA receives a message from SCTP with an invalid Message Class
  or unsupported Message Type in the Common Message Header, M2PA SHALL
  discard the message.

     The first User Data message sent after the link is placed in
  service is given a Forward Sequence Number (FSN) of 1.

     The Forward Sequence Number of the header is incremented by 1 for
  each User Data message sent.  When the FSN reaches the maximum value,
  the next FSN is 0.

     For message types other than User Data, the Forward Sequence Number
  is set to the FSN of the last User Data message sent.

     The Backward Sequence Number is set to the FSN of the last User
  Data message M2PA received from its peer.  This serves as an M2PA-
  level acknowledgment of the message.  After the link is placed in
  service and before a User Data message has been received, the BSN is
  set to 0.

     When M2PA receives a User Data message with Backward Sequence
  Number equal to its queue.

     If M2PA receives a User Data message with an FSN that is out of
  order, M2PA SHALL fail the link.

     M2PA SHOULD follow the criterion stated in Q.703 [Q.703], section
  5.3.1 for incorrect BSNs: If any two BSNs in three consecutively

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  received User Data messages are not the same as the previous one or
  any of the FSNs of the User Data messages in the M2PA retransmit
  buffer at the time they are received, then MTP3 SHOULD be informed
  that the link is faulty.

     M2PA SHOULD ignore the FSN and BSN contained in a Link Status
  message.

     Note: In all calculations involving FSN and BSN, the programmer
  SHOULD be aware that the value wraps around to 0 after reaching its
  maximum value.

     If there is no other User Data message to be sent when there is a
  message to acknowledge, M2PA MAY send a User Data message with no data
  payload.  The FSN for this empty User Data message is not incremented.
  It MUST contain the same FSN as the most recently sent User Data
  message containing Data.

     If M2PA receives an empty User Data message, it SHALL not send an
  acknowledgment of that message.

     Note that there is no reason to place empty User Data messages in
  the MT2PA transmit buffer, since the empty messages are not
  retransmitted and timer T7 (below) does not apply to them.

     Note that since SCTP provides reliable delivery and ordered
  delivery within the stream, M2PA does not perform retransmissions.

     Timer T7 provides an indication of excessive delay of
  acknowledgment.  If the following conditions are true:

   (a)   There is at least one message in the M2PA retransmit buffer.

   (b)   The remote M2PA is not in a Busy condition (i.e. local timer T6
         is not running).

   (c)   There is a message in the M2PA retransmit buffer that has not
         received an acknowledgment in the span of T7 since its last
         transmission.

  Then M2PA SHOULD fail the link.

     Recommended values:

                    Table 6. Recommended Timer Values

                   +---------+-------------------------+
                   |         |        (seconds)        |
                   | Timer   +---------------+---------+
                   |         |     Range     | Default |
                   +---------+---------------+---------+
                   |T7 (Ack) | 0.5   -   2.0 |   1.0   |
                   +---------+---------------+---------+

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4.2.2.  Link activation and restoration

     When MTP3 requests that M2PA activate or restore a link by a Start
  Request, M2PA SHALL follow the alignment procedure in section 4.1.3.

4.2.3.  Link deactivation

     When MTP3 requests that M2PA deactivate a link by a Stop command,
  M2PA SHALL send a Link Status Out of Service message to its peer.

     The peer M2PA, upon receiving Link Status Out of Service, SHALL
  notify its upper layer MTP3 that the link is out of service.

4.2.4.  Flush Buffers, Continue

     The Flush Buffers and Continue commands allow M2PA to resume normal
  operations (i.e., transmission of messages to SCTP and receiving
  messages from SCTP) after a processor outage (local and/or remote)
  ceases.

     If M2PA receives a Flush Buffers command from MTP3, M2PA:

   (a)   SHALL not transmit any messages to SCTP that are currently
         waiting to be transmitted to SCTP.  These messages SHALL be
         discarded.

   (b)   SHALL discard all messages currently waiting to be passed to
         MTP3.

     If M2PA receives either a Flush Buffers or Continue command from
  MTP3, and the processor outage condition ceases, M2PA SHALL resume
  receiving and transmitting messages.

4.2.5.  MTP3 Signalling Link Congestion

     M2PA SHALL detect transmit congestion in its buffers according to
  the requirements for signalling link transmit congestion in Q.704
  [Q.704], section 3.8.

     M2PA SHALL use the Congestion Indication primitive to notify its
  upper layer MTP3 of changes in the signalling link congestion status
  and the signalling link discard status.  For national networks with
  multiple congestion threshold levels, M2PA SHALL notify MTP3 of the
  congestion and discard status levels.

4.2.6.  Changeover

     The objective of the changeover is to ensure that signalling
  traffic carried by the unavailable signalling link is diverted to the
  alternative signalling link(s) as quickly as possible while avoiding
  message loss, duplication, or mis-sequencing.  For this purpose, the
  changeover procedure includes data retrieval, which is performed
  before opening the alternative signalling links to the diverted
  traffic.  Data retrieval consists of these steps:

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   (1)   buffer updating, i.e., identifying all those User Data messages
         in the retransmission buffer of the unavailable signalling link
         which have not been received by the far end M2PA, as well as
         not transmitted messages, and

   (2)   transferring those messages to the transmission buffers of the
         alternate links.

     Note that only User Data messages are retrieved and transmitted
  over the alternate links.  Link Status messages SHALL not be retrieved
  and transmitted over the alternate links.

     M2PA Sequence Numbers are 24 bits long.  MTP2's Forward and
  Backward Sequence Numbers are only seven bits long.  Hence it is
  necessary for MTP3 to accommodate the larger sequence numbers.  This
  is done through the use of the Extended Changeover Order (XCO) and
  Extended Changeover Acknowledgment (XCA) messages instead of the
  Changeover Order (COO) and Changeover Acknowledgment (COA) messages.
  The XCO and XCA messages are specified in Q.2210 [Q.2210], section
  9.8.1 and Reference T1.111.4 [T1.111], section 15.4.  Only the XCO and
  XCA messages from Q.2210 [Q.2210] or T1.111 [T1.111] are required.
  The BSN is placed in the XCO/XCA message as explained in Q.2210
  [Q.2210] and T1.111 [T1.111].

     Also, the following MTP3/MTP2 primitives MUST use the larger
  sequence numbers:

   - BSNT Confirmation
   - Retrieval Request and FSNC

     For data retrieval, MTP3 requests the Backward Sequence Number to
  be Transmitted (BSNT) from M2PA through the Retrieve BSNT request.
  M2PA determines the Forward Sequence Number of the last User Data
  message received from the peer.  This value is the BSNT.  M2PA sends
  the BSNT value to MTP3 in the BSNT confirmation.  In the same way, the
  remote end also detects its BSNT.  The MTP3 layers exchange BSNT
  values through the XCO and XCA messages.  The BSNT received from the
  other end is called the FSNC.  When MTP3 receives the FSNC from the
  other end, MTP3 retrieves all the unsent and unacknowledged messages
  starting with sequence number (FSNC + 1).  This is accomplished
  through a Retrieval Request and FSNC request.  After all the messages
  are sent from M2PA to MTP3, M2PA sends a Retrieval Complete indication
  to MTP3.

     If there are any messages on the M2PA or SCTP receive queues that
  have not been acknowledged by M2PA, M2PA SHOULD discard these
  messages.  The peer will retransmit them on an alternate link.  Any
  messages acknowledged by M2PA MUST NOT be discarded.  These messages
  MUST be delivered to MTP3.

     If M2PA receives a Retrieve BSNT request from MTP3, M2PA SHALL
  respond with the BSNT confirmation.  The BSNT value is the Forward
  Sequence Number of the last User Data message received from the peer.

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     If M2PA receives a Retrieval Request and FSNC request from MTP3,
  M2PA SHALL retrieve from its buffers in order and deliver to MTP3:

   (a)   any transmitted User Data messages beginning with the first
         unacknowledged message with FSN greater than FSNC.

   (b)   any not transmitted User Data messages.

     Then M2PA SHALL send the Retrieval Complete indication to MTP3.

     For emergency changeover, MTP3 retrieves only the unsent messages
  for transmission on the alternate link(s).  If M2PA receives a
  Retrieval Request and FSNC request with no FSNC value, or with an
  invalid FSNC, then M2PA SHALL retrieve from its buffers in order and
  deliver to MTP3:

   (a)   any not transmitted User Data messages.

     Then M2PA SHALL send the Retrieval Complete indication to MTP3.

     Note: For the Japanese version of MTP defined in JT-Q704 [JT-Q704],
  MTP3 retrieves both unsent and unacknowledged messages for
  transmission on the alternate link(s).  In this version of MTP, if
  M2PA receives a Retrieval Request and FSNC request with no FSNC value,
  or with an invalid FSNC, then M2PA SHALL retrieve from its buffers in
  order and deliver to MTP3:

   (a)   any transmitted but unacknowledged User Data messages.

   (b)   any not transmitted User Data messages.

     Then M2PA SHALL send the Retrieval Complete indication to MTP3.

4.2.6.1.  Multiple User Data Streams and Changeover

     The changeover procedure makes it problematic for M2PA to have
  multiple User Data streams in one direction for a link.  Buffer
  updating would have to be done for each User Data stream separately to
  avoid duplication or loss of messages.  But MTP3 provides for only one
  XCO/XCA message for sending the last-received sequence number.

     Even with sequence numbering of User Data messages at the M2PA
  layer, it is necessary to perform buffer updating on each stream.
  Since the M2PA messages would be delivered over multiple streams,
  there could be a gap in the M2PA sequence numbers at the receiving end
  when the changeover procedure begins.  If only the M2PA sequence
  number is used in the XCO/XCA message, there would be a possibility of
  losing the messages in the gap, or duplicating messages after the gap.

     M2PA links with multiple User Data streams would be possible if a
  multiple-BSNT XCO/XCA message is defined in MTP3, or MTP3 allows
  multiple XCO/XCA messages (one for each User Data stream) to be sent
  during a changeover.  This is beyond the scope of this document.

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4.3.  SCTP Considerations

     Some M2PA procedures MAY be affected by the use of SCTP as a
  transport layer.  These considerations are discussed in this section.

4.3.1.  SCTP Slow Start

     SCTP contains a slow start algorithm to control the amount of data
  being injected into the network.  The algorithm allows SCTP to probe
  the network to determine the available capacity.  The algorithm is
  invoked when transmission begins on an association, after a
  sufficiently long idle period, or after repairing loss detected by the
  SCTP retransmission timer.

     It is possible that transmission of M2PA messages MAY be delayed by
  SCTP slow start under certain conditions, including the following:

   (a)   Link Alignment.  Link alignment takes place after an
         association is established.  SCTP invokes the slow start
         algorithm since transmission is beginning on the association.

   (b)   Changeover.  Messages are retrieved from one link (association)
         and transferred to another for transmission.  If the second
         link had previously been idle, or is in the process of link
         alignment, SCTP MAY invoke the slow start algorithm.

   (c)   Path failure (multi-homing).  If SCTP switches from a failed
         path to a new path, and the new path had previously been idle,
         SCTP MAY invoke the slow start algorithm.

   (d)   Reduced traffic volume.  Any time that M2PA sends a low volume
         of traffic on a link and then the volume increases, SCTP MAY
         invoke the slow start algorithm.

     Programmers SHOULD be aware of this condition and how it MAY affect
  M2PA performance.  In some cases, it MAY be possible to avoid the
  negative effects of slow start.  For example, the Link Status Proving
  messages sent during the proving period MAY be used to complete slow
  start before the link is placed in service.

5.  Examples of M2PA Procedures

     In general, messages passed between MTP3 and M2PA are the same as
  those passed between MTP3 and MTP2.  M2PA interprets messages from
  MTP3 and sends the appropriate message to SCTP.  Likewise, messages
  from SCTP are used to generate a meaningful message to MTP3.

     Note that throughout this section, the primitives between MTP3 and
  M2PA are named using the MTP terminology [Q.700, Q.701, Q.702, Q.703,
  Q.704, Q.705].  Communications between M2PA and SCTP are named using
  SCTP terminology.

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5.1.  Link Initialization (Alignment)

     An example of the message flow to bring an SS7 link in service is
  shown below.  Alignment is done by both ends of the link.  To simplify
  the diagram, alignment is shown on one end only.  It is assumed in
  this example that SCTP has been initialized.

    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Associate   .           .           .           .
     .           ------------>           .           .           .
     .           .           .           .           .           .
     .           .           (SCTP Association       .           .
     .           .           .procedure) .           .           .
     .           .           .           .           .           .
     .           Communication Up        Communication Up        .
     .           <------------           ------------>           .
     .           .           .           .           .           .
     .           Link Status Out of Service          .           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     Emergency OR.           .           .           .           .
     Emergency Ceases        .           .           .           .
     ------------>           .           .           .           .
     .           .           .           .           .           .
     Start       .           .           .           .           .
     ------------>           .           .           .           .
     .           .           .           .           .           .
     .           Link Status Alignment   .           .           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     .           Start timer T2          .           .           .
     .           .           .           .           .           .
     .           .           .   Link Status Alignment           .
     .           <------------------------------------           .
     .           .           .           .           .           .
     .           Stop timer T2           .           .           .
     .           Start timer T4          .           .           .
     .           .           .           .           .           .

           Figure 12.  Example: Link Initialization - Alignment

  Proving period begins.  (Messages from remote end not shown.)

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    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Link Status Proving     .           .           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     .           Timer T4 expires        .           .           .
     .           .           .           .           .           .

            Figure 13.  Example: Link Initialization - Proving

  Send Link Status Ready until the remote end completes its proving
  period.

    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Start timer T1          .           .           .
     .           .           .           .           .           .
     .           Link Status Ready       .           .           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     .           .           .       Link Status Ready           .
     .           <------------------------------------           .
     .           .           .           .           .           .
     .           Stop timer T1           .           .           .
     .           .           .           .           .           .
     In Service  .           .           .           In Service  .
     <------------           .           .           ------------>
     .           .           .           .           .           .

          Figure 14.  Example: Link Initialization - In Service

  At this point, MTP3 MAY begin sending data messages.

5.2.  Message Transmission and Reception

     Messages are transmitted using the Data Request primitive from MTP3
  to M2PA.  The diagram shows the case where the Link is In Service.
  The message is passed from MTP3 of the source to MTP3 of the
  destination.

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    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     Message for .           .           .           .           .
     transmission.           .           .           .           .
     ------------>           .           .           .           .
     .           .           .           .           .           .
     .           Send        .           .           .           .
     .           (Data Message)          .           .           .
     .           ------------>           .           .           .
     .           .           .           .           .           .
     .           .           (SCTP sends message)    .           .
     .           .           .           .           .           :
     .           .           .           Receive     .           .
     .           .           .           ------------>           .
     .           .           .           .           .           .
     .           .           .           .        Received message
     .           .           .           .           ------------>
     .           .           .           .           .           .

         Figure 15.  Example: Message Transmission and Reception

5.3.  Link Status Indication

     If SCTP sends a Communication Lost primitive to M2PA, M2PA notifies
  MTP3 that the link is out of service.  MTP3 responds in its usual way.

    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Communication Lost      .           .           .
     .           <------------           .           .           .
     .           .           .           .           .           .
     Out of Service          .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .

               Figure 16.  Example: Link Status Indication

5.4.  Link Status Message (Processor Outage)

     This example shows how M2PA responds to a local processor outage.
  M2PA sends a Link Status message to its peer.  The peer M2PA notifies
  MTP3 of the outage.  MTP3 can then follow the processor outage
  procedures in Q.703 through Q.704 [Q.703, Q.704].

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    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .       M2PA detects    .           .           .           .
     .       Local Processor .           .           .           .
     .       Outage          .           .           .           .
     .           .           .           .           .           .
     .           Link Status .           .           .           .
     .           Processor Outage        .           .           .
     .           ------------>           .           .           .
     .           .           .           .           .           .
     .           .           (SCTP sends message)    .           .
     .           .           .           .           .           .
     .           .           .           Receive     .           .
     .           .           .           ------------>           .
     .           .           .           .           .           .
     .           .           .           .        Remote Processor
     .           .           .           .        Outage         .
     .           .           .           .           ------------>
     .           .           .           .           .           .
     .           Link Status .           .           .           .
     .           Processor Outage        .           .           .
     .           Ended       .           .           .           .
     .           ------------>           .           .           .
     .           .           .           .           .           .
     .           .           (SCTP sends message)    .           .
     .           .           .           .           .           .
     .           .           .           Receive     .           .
     .           .           .           ------------>           .
     .           .           .           .           .           .
     .           .           .           .        Remote Processor
     .           .           .           .        Outage Ceases  .
     .           .           .           .           ------------>
     .           .           .           .           .           .

       Figure 17.  Example: Link Status Message - Processor Outage

5.5.  Level 2 Flow Control

     This illustrates the Level 2 Flow Control procedure.  In the first
  diagram, congestion ceases before timer T6 expires.  The second
  diagram shows the case where T6 expires.

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    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Implementation dependent.           .           .
     .           determination of M2PA   .           .           .
     .           receive congestion onset.           .           .
     .           .           .           .           .           .
     .           Link Status Busy        .           .           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     .           .           .           .          Start        .
     .           .           .           .          Timer T6     .
     .           .           .           .           .           .
     .           Implementation dependent.           .           .
     .           determination of M2PA   .           .           .
     .           receive congestion abatement        .           .
     .           .           .           .           .           .
     .           Link Status Busy Ended  .           .           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     .           .           .           .          Stop         .
     .           .           .           .          Timer T6     .
     .           .           .           .           .           .
     .           Implementation dependent.           .           .
     .           determination of M2PA   .           .           .
     .           receive congestion onset.           .           .
     .           .           .           .           .           .
     .           Link Status Busy        .           .           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     .           .           .           .          Start        .
     .           .           .           .          Timer T6     .
     .           .           .           .            :          .
     .           .           .           .            :          .
     .           .           .           .          Timer T6     .
     .           .           .           .          Expires      .
     .           .                       .           .           .
     .           .          Link Status Out of Service           .
     .           <-----------------------------------.           .
     .           .           .           .           .           .
     .           .           .           .          Out of Service
     .           .           .           .           ------------>
     .           .           .           .           .           .

                Figure 18.  Example: Level 2 Flow Control

5.6.  MTP3 Signalling Link Congestion

     In this example, M2PA notifies MTP3 of congestion onset and
  abatement.  The notification includes the congestion level, if there
  are levels of congestion defined.

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    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Implementation dependent.           .           .
     .           determination of M2PA   .           .           .
     .           transmit congestion     .           .           .
     .           onset (level)           .           .           .
     .           .           .           .           .           .
     Congestion Indication   .           .           .           .
     (level)     .           .           .           .           .
     .   <------------       .           .           .           .
     .           .           .           .           .           .
     .           Implementation dependent.           .           .
     .           determination of M2PA   .           .           .
     .           transmit congestion     .           .           .
     .           abatement (level)       .           .           .
     .           .           .           .           .           .
     Congestion Indication   .           .           .           .
     (level)     .           .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .

           Figure 19.  Example: MTP3 Signalling Link Congestion

5.7.  Link Deactivation

     The MTP3 can request that a SS7-IP link be taken out of service.

    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     Stop        .           .           .           .           .
     ------------>           .           .           .           .
     .                       .           .           .           .
     .           Link Status Out of Service          .           .
     .           ------------------------------------>           .
     .           .           .           .           .           .
     Out of Service          .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .

                  Figure 20.  Example: Link Deactivation

5.8.  Link Changeover

     In this example, MTP3 performs a changeover because the link went
  out of service.  MTP3 selects a different link to retransmit the
  unacknowledged and unsent messages.

     Note that in this example, the sequence numbers and messages
  requested by MTP3 are sent from SCTP to M2PA in the Communication Lost
  primitive.  In general, the retrieval of sequence numbers and messages

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  is implementation dependent.

    MTP3        M2PA        SCTP        SCTP        M2PA        MTP3
    ----        ----        ----        ----        ----        ----
     .           .           .           .           .           .
     .           Communication Lost      .           .           .
     .           <------------           .           .           .
     .           .           .           .           .           .
     Out of Service          .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .
     Retrieve BSNT           .           .           .           .
     ------------>           .           .           .           .
     .           .           .           .           .           .
     BSNT Confirmation       .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .
     XCO (BSNT) on another link          .           .           .
     ------------------------------------------------------------>
     .           .           .           .           .           .
     .           .           .           .           Retrieve BSNT
     .           .           .           .           <------------
     .           .           .           .           .           .
     .           .           .           .       BSNT Confirmation
     .           .           .           .           ------------>
     .           .           .           .           .           .
     .           .           .           .           .  XCA (BSNT)
     <------------------------------------------------------------
     .           .           .           .           .           .
     Retrieval Request       .           .           .           .
     and FSNC    .           .           .           .           .
     ------------>           .           .           .           .
     .           .           .           .           .           .
     Retrieved Message       .           .           .           .
     <------------           .           .           .           .
     .  :        .           .           .           .           .
     .  :        .           .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .
     Retrieval Complete      .           .           .           .
     <------------           .           .           .           .
     .           .           .           .           .           .
     Send messages on another link.      .           .           .
     .           .           .           .           .           .

                   Figure 21.  Example: Link Changeover

6.  Security

     M2PA is designed to carry signalling messages for telephony
  services.  As such, M2PA MUST involve the security needs of several
  parties: the end users of the services, the network providers, and the
  applications involved.  Additional requirements MAY come from local

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  regulation.  While having some overlapping security needs, any
  security solution SHOULD fulfill all of the different parties' needs.

6.1.  Threats

     There is no quick-fix, one-size-fits-all solution for security.  As
  a transport protocol, M2PA has the following security objectives:

   - Availability of reliable and timely user data transport.

   - Integrity of user data transport.

   - Confidentiality of user data.

     M2PA runs on top of SCTP.  SCTP [RFC 2960] provides certain
  transport related security features, such as:

   - Blind Denial of Service Attacks

   - Flooding

   - Masquerade

   - Improper Monopolization of Services

     When M2PA is running in professionally managed corporate or service
  provider network, it is reasonable to expect that this network
  includes an appropriate security policy framework.  The "Site Security
  Handbook" [RFC 2196] SHOULD be consulted for guidance.

     When the network in which M2PA runs involves more than one party
  (e.g., a non-private network), it MAY NOT be reasonable to expect that
  all parties have implemented security in a sufficient manner.  In such
  a case, it is RECOMMENDED that IPSEC be used to ensure confidentiality
  of user payload.  Consult "Security Architecture for the Internet
  Protocol" [RFC 2401] for more information on configuring IPSEC
  services.

6.2.  Protecting Confidentiality

     Particularly for mobile users, the requirement for confidentiality
  MAY include the masking of IP addresses and ports.  In this case
  application-level encryption is not sufficient.  IPSEC ESP SHOULD be
  used instead.  Regardless of which level performs the encryption, the
  IPSEC ISAKMP service SHOULD be used for key management.

7.  IANA Considerations

7.1.  SCTP Payload Protocol Identifier

     The SCTP (and TCP) Registered User Port Number Assignment for M2PA
  is 3565.

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     The value assigned by IANA for the Payload Protocol Identifier in
  the SCTP Payload Data chunk is

          M2PA     5

     The SCTP Payload Protocol Identifier is included in each SCTP Data
  chunk, to indicate which protocol the SCTP is carrying.  This Payload
  Protocol Identifier is not directly used by SCTP but MAY be used by
  certain network entities to identify the type of information being
  carried in a Data chunk.

     The User Adaptation peer MAY use the Payload Protocol Identifier as
  a way of determining additional information about the data being
  presented to it by SCTP.

7.2.  M2PA Protocol Extensions

  This protocol MAY be extended through IANA in three ways:

   - through definition of additional message classes,

   - through definition of additional message types, and

   - through definition of additional message parameters.

     The definition and use of new message classes, types, and
  parameters is an integral part of SIGTRAN adaptation layers.  Thus,
  these extensions are assigned by IANA through an IETF Consensus action
  [RFC 2434].

     The proposed extension MUST in no way adversely affect the general
  working of the protocol.

7.2.1.  IETF Defined Message Classes

     The documentation for a new message class MUST include the
  following information:

   (a)   A long and short name for the message class.

   (b)   A detailed description of the purpose of the message class.

7.2.2.  IETF Defined Message Types

     Documentation of the message type MUST contain the following
  information:

   (a)   A long and short name for the new message type.

   (b)   A detailed description of the structure of the message.

   (c)   A detailed definition and description of the intended use of
         each field within the message.

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   (d)   A detailed procedural description of the use of the new message
         type within the operation of the protocol.

   (e)   A detailed description of error conditions when receiving this
         message type.

     When an implementation receives a message type which it does not
  support, it MUST discard the message.

7.2.3.  IETF-defined Parameter Extension

     Documentation of the message parameter MUST contain the following
  information:

   (a)   Name of the parameter type.

   (b)   Detailed description of the structure of the parameter field.

   (c)   Detailed definition of each component of the parameter value.

   (d)   Detailed description of the intended use of this parameter
         type, and an indication of whether and under what circumstances
         multiple instances of this parameter type MAY be found within
         the same message type.

8.  Timers

     Recommended timer values are as follows:

                    Table 7. Recommended Timer Values

           +-----------------+--------------------------------+
           |                 |           (seconds)            |
           |     Timer       +----------------------+---------+
           |                 |        Range         | Default |
           +-----------------+----------------------+---------+
           |T1 (Ready)       | 40       -    50     | 45      |
           |T2 (Not Aligned) |  5       -   150     | 60      |
           |T3 (Aligned)     |  1.0     -     1.5   |  1.0    |
           |T4 (Normal)      |  7.5     -     9.5   |  8      |
           |T4 (Emerg)       |  0.400   -     0.600 |  0.500  |
           |T6 (Busy)        |  3       -     6     |  4.5    |
           |T7 (Ack)         |  0.5     -     2.0   |  1.0    |
           +-----------------+----------------------+---------+
           |Status_Interval  | implementation dependent       |
           |Proving_Rate     | implementation dependent       |
           +-----------------+--------------------------------+

Notes

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References

  Q.700.
       ITU, "Introduction to CCITT Signalling System No. 7," ITU-T
       Recommendation Q.700, ITU-T Telecommunication Standardization
       Sector of ITU, Geneva (March 1993).  [Informative]

  Q.703.
       ITU, "Signalling System No. 7 - Signalling Link," ITU-T
       Recommendation Q.703, ITU-T Telecommunication Standardization
       Sector of ITU, Geneva (March 1993).  [Normative]

  Q.701.
       ITU, "Functional Description of the Message Transfer Part (MTP)
       of Signalling System No. 7," ITU-T Recommendation Q.701, ITU-T
       Telecommunication Standardization Sector of ITU, Geneva (March
       1993).  [Informative]

  Q.702.
       ITU, "Signalling Data Link," ITU-T Recommendation Q.702, ITU-T
       Telecommunication Standardization Sector of ITU, Geneva (March
       1993).  [Informative]

  Q.704.
       ITU, "Message Transfer Part - Signalling Network Functions and
       Messages," ITU-T Recommendation Q.704, ITU-T Telecommunication
       Standardization Sector of ITU, Geneva (March 1993).  [Normative]

  Q.705.
       ITU, "Signalling System No. 7 - Signalling Network Structure,"
       ITU-T Recommendation Q.705, ITU-T Telecommunication
       Standardization Sector of ITU, Geneva (March 1993).
       [Informative]

  T1.111.
       ANSI, "Signalling System No. 7 - Message Transfer Part," ANSI
       T1.111, American National Standards Institue (1992).  [Normative]

  RFC 2719.
       L. Ong, I. Rytina, M. Holdrege, L. Coene, M.-A. Garcia, C. Sharp,
       I. Juhasz, H. P. Lin and HannsJ. Schwarzbauer, "Framework
       Architecture for Signaling Transport," RFC 2719, The Internet
       Society (October, 1999).  [Informative]

  RFC 2960.
       R. Stewart, Q. Xie, K. Morneault, C. Sharp, H. J. Schwarzbauer,
       T. Taylor, I. Rytina, H. Kalla, L. Zhang and V. Paxson, "Stream
       Control Transmission Protocol (SCTP)," RFC 2960, The Internet
       Society (February 2000).  [Normative]

  RFC 791.
       , "Internet Protocol - DARPA Internet Program - Protocol
       Specification," RFC 791, The Internet Society (September 1981).
       [Normative]

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Internet-Draft                    M2PA                   January 7, 2003

  RFC 2119.
       S. Bradner, "Key words for use in RFCs to Indicate Requirement
       Levels," RFC 2119 - BCP 14, Internet Engineering Task Force
       (March 1997).  [Normative]

  Q.2140.
       ITU, "B-ISDN ATM Adaptation Layer - Service Specific Coordination
       Function for Signalling at the Network Node Interface (SSCF at
       NNI)," ITU-T Recommendation Q.2140, ITU-T Telecommunication
       Standardization Sector of ITU, Geneva (February 1996).
       [Normative]

  Q.2210.
       ITU, "Message Transfer Part Level 3 Functions and Messages Using
       the Services of ITU-T Recommendation Q.2140," ITU-T
       Recommendation Q.2210, ITU-T Telecommunication Standardization
       Sector of ITU, Geneva (July 1996).  [Normative]

  M2UA.
       K. Morneault, R. Dantu, G. Sidebottom, B. Bidulock and J. Heitz,
       "Signaling System 7 (SS7) Message Transfer Part 2 (MTP2) - User
       Adaptation Layer," RFC 3331, Internet Engineering Task Force -
       Signalling Transport Working Group (September, 2002).
       [Informative]

  JT-Q704.
       TTC, "Message Transfer Part - Signalling Network Functions and
       Messages," TTC Standard JT-Q704, Telecommunication Technology
       Committee (TTC) (April 28, 1992).  [Normative]

  RFC 2196.
       B. Y. Frazer, "Site Security Handbook," RFC 2196, Internet
       Engineering Task Force (September 1997).  [Normative]

  RFC 2401.
       S. Kent, R. Atkinson, "Security Architecture for the Internet
       Protocol," RFC 2401, Internet Engineering Task Force (November
       1998).  [Normative]

  RFC 2434.
       T. Narten, H. T. Alvestrand, "Guidelines for Writing an IANA
       Considerations Section in RFCs," RFC 2434, The Internet Society
       (October, 1998).  [Normative]

Acknowledgments

     The authors would like to thank the following for their valuable
  comments and suggestions: Brian Tatum, Jeff Copley, Monique Bernard,
  Wayne Davis, Cliff Thomas, Ian Rytina, Al Varney.

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Author's Addresses

  Brian Bidulock                                      Tel: +1-780-490-1141
  OpenSS7 Corporation                          Email: bidulock@openss7.org
  1469 Jeffreys Crescent                       URL: http//www.openss7.org/
  Edmonton, AB  T6L 6T1
  Canada

  Tom George                                          Tel: +1-972-519-3168
  Alcatel USA, Inc.                          EMail: Tom.George@alcatel.com
  1000 Coit Road
  Plano, TX 75075
  USA

  Ram Dantu, Ph.D.                                    Tel: +1-214-291-1111
  Netrake Corporation                            EMail: rdantu@netrake.com
  3000 Technology Drive, Suite 100
  Plano 75074
  USA

  Malleswar Kalla                                     Tel: +1-973-829-5212
  Telcordia Technologies               EMail: kalla@research.telcordia.com
  MCC 1J211R
  445 South Street
  Morristown, NJ 07960
  USA

  Hanns Juergen Schwarzbauer                         Tel: +49-89-722-24236
  SIEMENS AG                      HannsJuergen.Schwarzbauer@icn.siemens.de
  Hofmannstr. 51
  81359 Munich
  Germany

  Greg Sidebottom
  gregside consulting                           EMail: gregside@rogers.com
  Kanata, Ontario
  Canada

  Ken Morneault                                       Tel: +1-703-484-3323
  Cisco Systems Inc.                             EMail: kmorneau@cisco.com
  13615 Dulles Technology Drive
  Herndon, VA 20171
  USA

  This Internet draft expires July, 2003.

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                            List of Tables

  Table 1 Two IPSPs with Two IP Addresses Each ..................   21
  Table 2 One IPSP Connected to Two IPSPs .......................   22
  Table 3 Multiple Associations Between Two IP Addresses ........   23
  Table 4 Recommended Timer Values ..............................   26
  Table 5 Recommended Timer Values ..............................   28
  Table 6 Recommended Timer Values ..............................   30
  Table 7 Recommended Timer Values ..............................   44

                       List of Illustrations

  Figure 1 M2PA Symmetrical Peer-to-Peer Architecture ...........    5
  Figure 2 M2PA in IP Signalling Gateway ........................    6
  Figure 3 M2PA in IP Signalling Gateway ........................   10
  Figure 4 M2UA in IP Signalling Gateway ........................   10
  Figure 5 Common Message Header ................................   11
  Figure 6 M2PA-specific Message Header .........................   13
  Figure 7 M2PA Link State Transition Diagram ...................   18
  Figure 8 M2PA Association State Transition Diagram ............   19
  Figure 9 Two IPSPs with Two IP Addresses Each .................   21
  Figure 10 One IPSP Connected to Two IPSPs .....................   22
  Figure 11 Multiple Associations Between Two IP Addresses ......   23
  Figure 12 Example: Link Initialization - Alignment ............   35
  Figure 13 Example: Link Initialization - Proving ..............   36
  Figure 14 Example: Link Initialization - In Service ...........   36
  Figure 15 Example: Message Transmission and Reception .........   37
  Figure 16 Example: Link Status Indication .....................   37
  Figure 17 Example: Link Status Message - Processor Outage .....   38
  Figure 18 Example: Level 2 Flow Control .......................   39
  Figure 19 Example: MTP3 Signalling Link Congestion ............   40
  Figure 20 Example: Link Deactivation ..........................   40
  Figure 21 Example: Link Changeover ............................   41

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                         Table of Contents

  Status of this Memo ...........................................    1
  Abstract ......................................................    2
  1 Introduction ................................................    2
  1.1 Scope .....................................................    2
  1.2 Change History ............................................    2
  1.2.1 Changes from Version 0.6 to Version 0.7 .................    3
  1.3 Terminology ...............................................    3
  1.4 Abbreviations .............................................    4
  1.5 Conventions ...............................................    4
  1.6 Signalling Transport Architecture .........................    4
  1.6.1 Point Code Representation ...............................    6
  1.7 Services Provided by M2PA .................................    6
  1.7.1 Support for MTP Level 2 / MTP Level 3 interface boundary
     ............................................................    6
  1.7.2 Support for peer-to-peer communication ..................    6
  1.8 Functions Provided by M2PA ................................    7
  1.8.1 Support of MTP3/MTP2 Primitives .........................    7
  1.8.2 MTP2 Functionality ......................................    7
  1.8.3 Mapping of SS7 and IP Entities ..........................    7
  1.8.4 SCTP Stream Management ..................................    7
  1.8.5 Retention of MTP3 in the SS7 Network ....................    7
  1.9 Definition of the M2PA Boundaries .........................    7
  1.9.1 Definition of the M2PA / MTP Level 3 boundary ...........    8
  1.9.2 Definition of the Lower Layer Boundary between M2PA and
     SCTP .......................................................    9
  1.10 Differences Between M2PA and M2UA ........................    9
  2 Protocol Elements ...........................................   11
  2.1 Common Message Header .....................................   11
  2.1.1 Version .................................................   12
  2.1.2 Spare ...................................................   12
  2.1.3 Message Class ...........................................   12
  2.1.4 Message Type ............................................   12
  2.1.5 Message Length ..........................................   12
  2.2 M2PA Header ...............................................   12
  2.2.1 Backward Sequence Number ................................   13
  2.2.2 Forward Sequence Number .................................   13
  2.3 M2PA Messages .............................................   13
  2.3.1 User Data ...............................................   13
  2.3.2 Link Status .............................................   15
  3 M2PA Link State Control .....................................   16
  4 Procedures ..................................................   19
  4.1 Procedures to Support MTP2 Features .......................   19
  4.1.1 Signal Unit Format, Delimitation, Acceptance ............   19
  4.1.2 MTP and SCTP Entities ...................................   20
  4.1.3 Link Alignment ..........................................   23
  4.1.4 Processor Outage ........................................   26
  4.1.5 Level 2 Flow Control ....................................   27
  4.1.6 Error Monitoring ........................................   28
  4.1.7 Transmission and Reception Priorities ...................   28
  4.1.8 M2PA Version Control ....................................   28
  4.2 Procedures to Support the MTP3/MTP2 Interface .............   29

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  4.2.1 Sending and receiving messages ..........................   29
  4.2.2 Link activation and restoration .........................   31
  4.2.3 Link deactivation .......................................   31
  4.2.4 Flush Buffers, Continue .................................   31
  4.2.5 MTP3 Signalling Link Congestion .........................   31
  4.2.6 Changeover ..............................................   31
  4.3 SCTP Considerations .......................................   34
  4.3.1 SCTP Slow Start .........................................   34
  5 Examples of M2PA Procedures .................................   34
  5.1 Link Initialization (Alignment) ...........................   35
  5.2 Message Transmission and Reception ........................   36
  5.3 Link Status Indication ....................................   37
  5.4 Link Status Message (Processor Outage) ....................   37
  5.5 Level 2 Flow Control ......................................   38
  5.6 MTP3 Signalling Link Congestion ...........................   39
  5.7 Link Deactivation .........................................   40
  5.8 Link Changeover ...........................................   40
  6 Security ....................................................   41
  6.1 Threats ...................................................   42
  6.2 Protecting Confidentiality ................................   42
  7 IANA Considerations .........................................   42
  7.1 SCTP Payload Protocol Identifier ..........................   42
  7.2 M2PA Protocol Extensions ..................................   43
  7.2.1 IETF Defined Message Classes ............................   43
  7.2.2 IETF Defined Message Types ..............................   43
  7.2.3 IETF-defined Parameter Extension ........................   44
  8 Timers ......................................................   44
  Notes .........................................................   44
  References ....................................................   45
  Acknowledgments ...............................................   46
  Author's Addresses ............................................   47
  List of Tables ................................................   48
  List of Illustrations .........................................   48

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Copyright Statement

  Copyright (C) The Internet Society (2003).  All Rights Reserved.

     This document and translations of it may be copied and furnished to
  others, and derivative works that comment on or otherwise explain it
  or assist in its implementation may be prepared, copied, published and
  distributed, in whole or in part, without restriction of any kind,
  provided that the above copyright notice and this paragraph are
  included on all such copies and derivative works.  However, this
  document itself may not be modified in any way, such as by removing
  the copyright notice or references to the Internet Society or other
  Internet organizations, except as needed for the purpose of developing
  Internet standards in which case the procedure for copyrights defined
  in the Internet Standards process must be followed, or as required to
  translate into languages other than English.

     The limited permission granted above are perpetual and will not be
  revoked by the Internet Society or its successors or assigns.

     This document and the information contained herein is provided on
  an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT
  NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN
  WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
  MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

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